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08 Feb 2012 | 07:33

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SKP Securities Ltd

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Code of Conduct for Prohibition of Insider Trading

Code Of Conduct

Welcome to moneywisenet.com an initiative of SKP Securities Ltd*.

Client-need centric financial advisor,empowering and making them wise, moneywise, enabling them to create prosperity. Because, only a sense of prosperity can bring happiness.

A reliable intermediary offering offering research and advice based services across:

    • Equities & Equity Derivatives (NSE, BSE)
    • Commodity Futures(MCX, NCDEX)
    • Currency Futures (MCX – SX)
    • Depository Services (NSDL, CDSL)
    • Mutual Funds (AMFI)
    • Insurance (IRDA)
    • Financial Planning (FPSB)

Highlights

    • About Rs. 1000 Crores in mutual fund assets from over 150,000 investor accounts; enjoying a 'pioneering leader' status in Eastern India

    • Over 18,000 clients’ broking accounts and 12,000 demat accounts being served through over 350 outlets.

    • ISO 9001:2000 certification from TUV.

Board of Directors

Independent, Non – Executive Directors

S.K.Mitra (61), MSc., MBA (USA) retired as Director, Financial Services, Aditya Birla Group. He carries 30 years’ vast experience in creating/heading various financial verticals like Investment Banking (Standard Chartered, American Express & Bank of India), Asset Management (GIC Mutual Fund and Birla Mutual Fund), Life Insurance (Birla Sunlife Life Insurance), Financial Services (Birla Global Finance), Stock Broking and Wealth Management. Now serving as a Director/Advisor to a few companies, including Bharti AXA Mutual Fund, Hexaware Technologies Ltd., and a private equity fund.

G.L. Sultania (62) B.Com, FCA, FCS, carrying 35 years’ vast experience in corporate finance, law and secretarial practices as Group Advisor to a leading business group.

Kishore Bhimani (68), B.A. (Eco Hons) and BSc (Eco) from London School of Economics. He is a renowned cricket commentator, speaker, columnist and author on subjects as diverse as economics, foreign affairs, politicas, public relations and cricket.

Ravi Todi (42) is a key member of the Rs. 1000 + crore Shrachi Group which is engaged into Realty Business , manufacturing of engineering goods. It imports and manufactures agricultural equipments with Japanese and Chinese technology. The Group has forayed into Infrastructure Development. He is also the Director of Advanced Medicare & Research Institute (AMRI), a joint sector initiative with Govt. of West Bengal which runs Hi-Tech Hospitals. He is the Chairman of Economic Affairs, Finance & Taxation Sub – Committee of CII (ER), member of the Advisory Council of Asian Institute of Family Business. He is a Member of the Board of Trustees of the Kolkata Port Trust (KPT) from April 1, 2010 to March 31, 2012. He is the Committee Member, CII Regional & National Council, Committee Member, Indo-Italian Chamber of Commerce & Industries (IICCI) and Indian Chamber of Commerce. He has also been the Chairman of West Bengal State Council, CII (ER), SSI Sub Committee, CII (ER)& Young Indians of CII(ER).

Wholetime, Promoter–Managing Directors

Naresh Pachisia (49) , CFP and AMP from ISB, Hyderabad carries 29 years experience in capital markets, investment banking, wealth management & financial planning. Author of two books on mutual fund investing, he is widely acknowledged as the creator of mutual fund investment cult in Eastern India. Currently serving as Chairman, Financial Markets’ Core Group, CII-East, on the Board of Entrepreneurs’ Organisation, Kolkata Chapter and an Independent Director on the Boards of several companies, he has served as a Director, Financial Planning Standards Board, India with which he is actively associated with. He is a regular speaker at various business chambers, professional institutes and his views are regularly sought on print and electronic media.

Rajesh Pachisia (45) , B.Com (Hons), CFP with an experience of 26 years in capital markets.

Select the Financial Year

Share Holding Pattern

Sno	Caption	Download
1	Dec 2011
2	Sep 2011
3	June 2011
4	March 2011
5	December 2010

Listing Information

Listing on Stock Exchanges

Company's Equity Shares are listed on the following Stock Exchange - Bombay Stock Exchange Ltd.

Phiroze Jeejeebhoy Towers, Dalal Street
Mumbai - 400 001.
Scrip ID: SKP SEC
Scrip Code: 531169

Dematerialisation of Shares

The Company's Equity Shares are available for
dematerialisation with NSDL and CDSL.
The ISIN allotted to the Company's Equity Shares is INE709B01016.

Corporate Governance Compliance Report

Sno	Caption	Download
1	Corporate Governance Compliance Report-Dec-2011
2	Corporate Governance Compliance Report-Sep-2011
3	Corporate Governance Compliance Report-june-2011
4	Corporate Governance Compliance Report-Mar-2011
5	Corporate Governance Compliance Report-Dec-2010